We're sorry, but some features of our site require JavaScript. WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Contact the U.S. News Advisor Finder. WFS and WFSIL are not guaranteed by Wells Fargo & Co. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a CFTC registered futures commission merchant and a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Securities International Limited which is authorized and regulated by the UK Financial Conduct Authority and Wells Fargo Bank, National Association. Asset Management. Principals. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO 63103. Contact Us. WFSIL does not deal directly with retail clients. WELLS FARGO CLEARING SERVICES. Investments . [2][3] G… yourislandnews.com | 6d. Company DUNS#: 61-035-0290: Corporate Name: Wells Fargo Clearing Svcs LLC: Tradestyle Name: Wells Fargo Advisors: Point of Contact: Restricted: Title: Das Unternehmen ist im Aktienindex S&P 500 gelistet. For financial reporting, their fiscal year ends on December 31st. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO (314) 875-3000 (314) 875-3000 Website. Wells Fargo provides: Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. It serves 4818 clients. Business Profile. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC,Member SIPC has popup , a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The Company offers account statements, trade confirms, record-keeping, annual clearing, and custodial services. It is a DE Limited Liability Company. Investors now can access the digitally automated platform with a minimum $5,000 investment, managed at a 0.35% annual advisory fee. … After buying Wachovia in the largest bank acquisition to date, Wells Fargo merged its existing brokerage operations with Wachovia Securities in 2009 and rebranded the firm as Wells Fargo Advisors. Learn More. This firm is compensated by clients, often based on a flat fee or a percentage of client assets. Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WYWhile Wells Fargo Clearing Services LLC is licensed to operate in 50 states, the District of Columbia, Puerto Rico and the Virgin Islands, licenses for individual advisors may vary. Investment products and services are offered through Wells Fargo Advisors. Get the big picture on a company's affiliates and who they do business with. The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 ½, The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 ½, One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO. Wells Fargo’s vision is … Wells Fargo Clearing Services, LLC is a registered investment firm headquartered in Denver, Colorado. Reach the right people with access to detailed contact information. Privacy Policy opens in a new tab We formed this opinion over many years of reviewing quotes, applications, and statements that push opaque, overly aggressive pricing. Wells Fargo Advisors, LLC (n/k/a Wells Fargo Clearing Services, LLC) has agreed to pay $350,000 as a part of a settlement with the United States Financial Industry Regulatory Authority (FINRA). See Advisors At This Firm This firm offers services based on an hourly fee. Wells Fargo Clearing Services. Wells Fargo Clearing Services LLC Review Summary. Wells Fargo delivers high-quality execution and clearing of futures and options and clearing of over-the-counter (OTC) derivatives to institutional customers globally. Year-end planning: 2020 changes and your end-of-year checklist. Such disclosure event filings can include certain criminal and civil matters, WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Password. Data obtained from U.S. Securities and Exchange Commission as of 12/14/2020. With institutional execution desks in Charlotte, Chicago, Los Angeles, and London, Wells Fargo can execute futures contracts for customers from the global market open on Sunday through the global market close on Friday, provide direct access to trading floors, and specialize in multi-exchange, multi-asset class execution. In addition, investors are seeing changes in 2020 that were … ACCOUNT LOGIN. The fine stems from rule violations that occurred between November 2012 and October 2015. FCM disclosure information to meet CFTC's Enhanced Customer Protection Rules for Futures Commission Merchants as required by Commission rule 1.55, George SimonettiHead of Global Exchange Traded Services704-410-5200 george.simonetti @wellsfargo.com, Jeff GoreCo-head of Clearing SalesCo-head of Futures Execution704-410-5205 jeffrey.gore@wellsfargo.com, Alasdair McBarnetCo-head of Clearing SalesCo-head of Futures Execution704-410-5203 alasdair.mcbarnet @wellsfargo.com, © 1999 - 2021 Wells Fargo. 9. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. advisors may be frivolous. Advisors also figure out the best investment plan for a client, create an investment portfolio and follow its development. Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC Broker, Kevin Schaefer, Has Had Six Customer Complaint Disclosures Throughout His Career. Wells Fargo Clearing Services, LLC provides financial services. Password. The risk of transacting in futures, options, and swaps can be substantial. Wells Fargo Advisors announced reduced minimums and fees on the Intuitive Investor®  automated platform. Contacts. Wells Fargo Clearing Services, LLC is a Texas Foreign Limited-Liability Company (Llc) filed on June 16, 2003. NMLSR ID 399801, Futures and over-the-counter derivatives clearing, Direct market access for self-execution of futures and options, 'High-touch' voice brokerage for futures and options, Single point of contact across cleared OTC and listed futures products. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. Have questions about the site? The Envision process matches everyday investors with financial advisors who evaluate their financial situation; evaluate their life goals like purchasing a home, paying for school or retiring by a certain age; and identify any obstacles that might prevent them from achieving their goals. Learn more about how to better serve divorced clients and their financial needs. in their practice that could influence their ability to advise clients, they’re required to disclose The existence of such filings may not result in censure or penalty for an advisor and customer complaints against Looking for more … The Baltzer Wealth Management Group of Wells Fargo Advisors Strives to provide unparalleled service to our clients in an environment of integrity and trust. 12879. Are you an advisor? We are committed to providing a disciplined, consultative approach to investing that is tailored to our client's individual goals, time horizon, and risk tolerance. If you are in the market for a good financial advisor or firm, then avoid Wells Fargo Clearing Services, LLC at all costs. In addition, existing Wells Fargo customers will receive a further discounted price of 0.30% annual advisory fee when their  … WELLS FARGO CLEARING SERVICES, LLC offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as … Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103. Wells Fargo Clearing Services, LLC Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. Also, such filings may not represent all regulatory or legal actions against a firm or It handles $511 billion in total assets across its 1,430,874 customer accounts, placing it among the largest firms in the country by assets under management. Wells Fargo Clearing Services is a large advisory firm with 1430874 clients and discretionary assets under management (AUM) of $344,912,551,214 (Form ADV from 2019-08-01). Close Industry Peers . If there are no advisors then the widget is hidden. ACCOUNT LOGIN. Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. Wells Fargo Clearing Services, LLC. This firm can not be compensated based on a share of capital gains on, or capital appreciation of, client assets. WellsTrade ® and Intuitive Investor ® accounts are offered through WFCS. employees. Chapin Davis Foundation. Kevin Schaffer has been in the securities industry since 1984. Full Site. Email: info@chapindavis.com Phone: 410.435.3200 Toll-Free: 800.222.3246 Quick Links. In addition, Wells Fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. It has offices in 6,239 locations and a total of 25,711 advisors. This message is for debugging purposes. Please enable JavaScript on your browser and refresh the page. Wells Fargo Securities, LLC and Wells Fargo Securities International Limited are distinct entities from affiliated banks and thrifts. Corporate Relations. In addition, Wells Fargo supports order routing via application programming interface and FIX connectivity. Respondent Wells Fargo Clearing Services, LLC, incorporated in Delaware and headquartered in St. Louis, Missouri, has been registered with the Commission as an investment adviser since October 5, 1990 and as a broker-dealer since April 3, 1987. In determining whether to offer clearing services to prospective customers, Wells Fargo considers objective criteria including, without limitation, the customer’s investment profile, financial health, customer’s status as an Eligible Contract Participant (as such term is defined in the Commodity Exchange Act), legal character, industry reputation and the relevant legal and commercial terms. See similar companies for insight and prospecting. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. advisor. If you suffered losses investing with Wells Fargo Clearing Services (f/k/a Wells Fargo Advisors) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117. First Clearing provides correspondent services to broker-dealers and does not provide services to the general public. Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. Search our free database to find email addresses and direct dials for Wells Fargo Clearing Services, LLC. Wells Fargo ist ein US-amerikanisches Finanzdienstleistungsunternehmen mit Sitz in San Francisco, mit Verbraucherfinanzierungs-Tochterunternehmen, die in Kanada, den Nördlichen Marianen und in der Karibik tätig sind. User ID. Wells Fargo Clearing Services is based out of St. Louis. Wells Fargo Clearing Services, LLC* 4. Wells Fargo Clearing Services LLC. It’s pretty clear from our Wells Fargo Merchant Services review that we don’t hold the company’s credit card processing services in the highest regard. Filialen von WELLS FARGO CLEARING SERVICES, LLC in United States. For more detailed information on Wells Fargo Clearing Services LLC’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies. The rules made under the Financial Services and Markets Act 2000 for the protection of retail clients will therefore not apply, nor will the Financial Services Compensation Scheme be available. Futures, options, and swaps involve risk and are not suitable for everyone. Gemessen an der Marktkapitalisierung war es im Februar 2017 mit 274 Milliarden US-Dollar die zweitwertvollste Bank der Welt nach JP Morgan Chase. Wells Fargo Clearing Services, Llc Wells Fargo Clearing Services, Llc is a broker-dealer registered with the U.S. Security and Exchange Commission and incorporated in the state of Delaware. Kevin Schaffer worked for Merrill Lunch, Pierce, Fenner & Smith Incorporated from 2011 … Contact the advisor for individual fee structure details. Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103 If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. 2597. Compensation types are listed for Wells Fargo Clearing Services LLC. Data obtained from U.S. Securities and Exchange Commission. Querying, downloading, and receiving customized and consolidated reports and files, including: Viewing daily settlement details, statements, and historical data, Is one of the oldest, continuously operating financial institutions in the world, Is a leading financial services company based in the United States with an extensive global reach, Is one of the strongest banks globally that give your business peace of mind, Broad lending platform with a strong balance sheet, Execution sales team members average more than 20 years of experience, Clearing sales team is knowledgeable and focused on specific market segments, such as food and agriculture, energy, and financial services, Customizable real-time market analytics (for some products), Leveraging a single point of contact for cleared over-the-counter derivatives and listed futures products, Services tailored to meet customers’ needs. Wells Fargo Clearing Services, LLC is an advisory firm that has its headquarters in Mountain Lakes, New Jersey. They manage $510,933,873,086 in 1,430,874 accounts and serve the financial needs of clients across 52 states (or territories). Previous clients have reported and complained about serious financial damages and/or fraud. Wells Fargo provides clearing services to various types of customers including banks, insurance companies, corporations, hedge funds, and institutional asset managers. According to the case, the workers are owed unpaid minimum and overtime wages in accordance with the Fair Labor Standards Act and Missouri Minimum Wage Law. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 211 E. 7th Street Suite 620, Austin, TX 78701-3218. This firm is compensated by Commissions from sales of financial products. Wells Fargo Clearing Services. User ID. WELLS FARGO CLEARING SERVICES, LLC is a business legal entity registered in compliance with the national legislation of the State of Connecticut under the legal form of Foreign Limited Liability Company.

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